The first question that comes to mind about
"humanitarian intervention" is whether the category
exists. Are states moral agents? Or were Machiavelli, Adam Smith,
and a host of others correct in concluding that they commonly act in
the interests of domestic power - in Smith's day, the
"merchants and manufacturers" who were "by far the
principal architects" of policy and whose interests were
"most peculiarly attended to," whatever the effects on
others; in ours, corporate and financial power centers, increasingly
transnational in scale? A second obvious question has to do with
those who are to be in charge: what do their institutions and record
lead us to expect?
There is ample documentary material supporting the belief that
states are moral agents, in fact uniformly so. Without having read
the texts, I presume that when the invasion of Afghanistan began to
go sour, pre-Gorbachev Pravda portrayed it as having begun with
"blundering efforts to do good" though most people now
recognize it to have been a "disastrous mistake" because
Russia "could not impose a solution except at a price too
costly to itself;" it was an "error" based on
misunderstanding and naiveté, yet another example of "our
excess of righteousness and disinterested benevolence." The
quoted phrases are those used to describe Kennedy's invasion of
South Vietnam, later expanded to all of Indochina, at the dissident
extreme, well after the Tet offensive convinced US business leaders
that the enterprise should be liquidated (Anthony Lewis, John King
Fairbank). There is no need to sample the harsher parts of the
spectrum.
Furthermore, these examples generalize, though it is true that only
in cultures with a deeply totalitarian strain do we find such
notions as "anti-Soviet" or "anti-American,"
applied to the miscreants who see something other than righteousness
and benevolence in the actions of their noble leaders; imagine the
reaction to a book on "anti-Italianism" in Milan or Rome,
or any society with a functioning democratic culture.
The pattern is familiar since biblical days. But the conventional
pronouncements plainly do not suffice to refute skepticism about the
morality of states. It is necessary to review the record, which
reveals, unequivocally, that the category of "humanitarian
intervention" is vanishingly small.
One might take the heroic stand that in the special case of the
United States, facts are irrelevant. Thus the Eaton Professor of the
Science of Government at Harvard instructs us that the United States
must maintain its "international primacy" for the benefit
of the world, because its "national identity is defined by a
set of universal political and economic values," namely
"liberty, democracy, equality, private property, and
markets" (Samuel Huntington). Since this is a matter of
definition, so the Science of Government teaches, it would be an
error of logic to bring up the factual record. What may have
happened in history is merely "the abuse of reality," an
elder statesman of the "realist" school explained 30 years
ago; "reality itself" is the unachieved "national
purpose" revealed by "the evidence of history as our minds
reflect it," and that shows that the "transcendent
purpose" of the United States is "the establishment of
equality in freedom in America," and indeed throughout the
world, since "the arena within which the United States must
defend and promote its purpose has become world-wide" (Hans
Morgenthau).
Assuming these doctrines, it would be an elementary error, in
evaluating Washington's promotion of human rights, to consider the
close correlation between US aid and torture, running right through
the Carter years, including military aid and independent of need, an
inquiry that would be pointless to undertake as Shultz, Abrams, et
al. took the reins. And our love of democracy is also immune to
empirical evaluation. We may put aside the conclusions of years of
scholarship, recently updated for the 1980s by Reagan State
Department official Thomas Carothers: democratization in Latin
America was uncorrelated (in fact, negatively correlated) with US
influence, and the United States continued "to adopt
prodemocracy policies as a means of relieving pressure for more
radical change, but inevitably sought only limited, top-down forms
of democratic change that did not risk upsetting the traditional
structures of power with which the United States has long been
allied." We need not waste words on the nature of these
"traditional structures." In practice,
"democracy" has been defined in terms of outcome, not
conditions and process. But that cannot affect what is true by
definition of our "national identity."
Those who are still not satisfied can be offered the doctrine of
"change of course," soberly invoked whenever the stance of
noble intent becomes impossible to sustain. True, bad things have
been done in the past for understandable reasons, but now all will
be different. So our terrorist wars against the church and other
deviants in Central America in the 1980s, leaving the region
littered with hundreds of thousands of tortured and mutilated
victims and ruining its countries perhaps beyond recovery, was
really a war with the Russians. Now we will "change
course" and lead the way to a bright future. The same line of
argument had been used to dismiss as irrelevant the enthusiastic
support for "that admirable Italian gentleman" Mussolini
(FDR, 1933) and for the moderate Hitler, both barring the Bolshevik
threat; the resurrection of fascist collaborators and destruction of
the anti-fascist resistance worldwide after the World War; the
overthrow of democracies and support for neo-Nazi monsters
throughout the world in subsequent years; and on, and on. Similarly,
the second superpower invoked the threat of the Evil Empire as it
carried out its atrocities at home and in the region.
To evaluate these useful doctrines, we must again investigate cases,
impossible here. What such inquiry reveals is that for both
superpowers, the threat of the other served primarily as a device of
population control, providing pretexts for actions taken on quite
different grounds. Furthermore, we discover that policies were
hardly different before and after the Cold War. True, Woodrow Wilson
needed different pretexts. He was protecting the country from the
Huns, not the Russians, when he invaded Haiti and the Dominican
Republic, where his warriors - as viciously racist as the
Administration in Washington - murdered and destroyed, reinstituted
virtual slavery, dismantled the constitutional system because the
backward Haitians could not see the merits of turning their country
into a US plantation, and established the National Guards that ran
the countries by violence and terror after the Marines finally left.
The story has been the same since the origins of the Republic. The
first great massacre, of the Pequots, was imposed upon us by
"base Canadian fiends," the President of Yale University
explained. Thomas Jefferson attributed the failure of "the
benevolent plan we were pursuing here for the happiness of the
aboriginal inhabitants of our vicinities" to the English enemy,
who forced upon us "the confirmed brutalization, if not the
extermination of this race in our America. . . ." And on
through the conquest of the national territory, the Philippines, the
marauding in our "backyard," and the rest of the
disgraceful history, continuing through the Cold War without
essential change - though as a global power, the United States by
then placed Third World intervention in a much broader context of
domination and control.
As the Cold War ended, new pretexts had to be devised. George Bush
celebrated the fall of the Berlin Wall by invading Panama,
installing the regime of a tiny minority of bankers and
narcotraffickers who, as predicted, have turned Panama into the
second most active center for cocaine money laundering in the
Western Hemisphere, the State Department concedes, the United States
still holding first place. The Red Menace having disappeared, he was
protecting us from Hispanic narcotraffickers led by the arch-demon
Noriega, transmuted from valued friend to reincarnation of Attila
the Hun, in standard fashion, when he began to disobey orders. And
we were soon to learn that in the Middle East, long the major target
of our intervention forces, the "threats to our interests . . .
could not be laid at the Kremlin's door" (Bush National
Security Strategy Report, March 1990); after decades of deception,
the Soviet pretext can no longer be dredged up to justify
traditional Pentagon-based industrial policy and intervention
forces, so it is "the growing technological
sophistication" of the Third World that requires us to
strengthen the "defense industrial base" (AKA high tech
industry) and maintain the world's only massive intervention forces
- a shift of rhetoric that at least has the merit of edging closer
to the reality: that independent nationalism has been the prime
target throughout.
The end of the Cold War has broader effects on intervention policy
than change of pretext. As US forces bombarded slums in Panama,
Elliott Abrams noted that for the first time, the United States
could intervene without concern for a Soviet reaction anywhere. Many
have observed that the disappearance of the Soviet deterrent
"makes military power more useful as a United States foreign
policy instrument . . . against those who contemplate challenging
important American interests" (Dimitri Simes, Senior Associate
at the Carnegie Endowment for International Peace, Dec. 1988). Such
considerations aside, a rational person will recognize that policy
flows from institutions, institutions remain stable, and thus
intervention is likely to be undertaken, when deemed necessary, for
much the same reasons as before.
It is in this light that a reasonable person will evaluate policy
pronouncements. Suppose that Brezhnev had announced that the USSR
would no longer be content with containing the Evil Empire; rather,
it would move to a policy of "enlargement" of the
community of free and democratic societies. If they did not merely
collapse in ridicule, rational people would ask just how the USSR
had been defending freedom and democracy before. And they would
react exactly the same way when Clinton's National Security Adviser
explains that we can now go beyond containment to "enlargement
- enlargement of the world's free community of market
democracies," adding that we are "of course" unlike
others in that "we do not seek to expand the reach of our
institutions by force, subversion or repression." A reasonable
person will ask just how we have been protecting democracy and
markets, and will quickly discover our antagonism to democracy
(unless "top-down" rule by the traditional gentle hands
can be assured) and to markets (for us, that is; they are fine,
indeed obligatory, for the weak, who are not entitled to the massive
state intervention and protection that has always been a leading
feature of policy, as in every successful developed society). As for
our distaste for "force, subversion or repression" -
again, no words need be wasted.
It is a useful exercise to compare the actual reaction to Anthony
Lake's announcement of the new Clinton foreign policy with the
reaction that minimal rationality would dictate. We can learn a good
deal about our political and intellectual culture by carrying it
out.
It is not that the reaction lacked honesty. Thus The New York
Times's chief diplomatic correspondent, Thomas Friedman,
outlined "the Administration's foreign policy vision"
quite accurately: its "essence" is "that in a world
in which the United States no longer has to worry daily about a
Soviet nuclear threat, where and how it intervenes abroad is
increasingly a matter of choice"; the insight of Simes and
others, when we understand the "nuclear threat"
appropriately. The "essence" of policy was clarified
further the following day in a report on the conclusions of the
White House panel on intervention, announcing the end of the era of
altruism. No more "nice guy," as in the days when we
turned much of the world into graveyards and deserts. Henceforth
intervention will be where and how US power chooses, the guiding
consideration being: "What is in it for us?" - the words
highlighted in the Times report. To be sure, the "vision"
is cloaked in appropriate rhetoric about "democracy" and
all good things, the standard accompaniment whatever is being
implemented, and by whom, hence meaningless - carrying no
information, in the technical sense.
The declared intent, the record of planning, and the actual policies
implemented, with their persistent leading themes, will not be
overlooked by someone seriously considering "humanitarian
intervention," which, in this world, means intervention
authorized or directed by the United States.
Consider, for example, the torture of Cubans, intensified with Cold
War pretexts removed. It has two major elements: first, to ensure
that the island is returned to its status as a US economic
dependency and haven for rich tourists, drug traffickers, and the
like, perhaps under a facade of democracy (with outcome controlled).
Second, to punish Cubans for the crime of disobedience. Servants
elsewhere must be taught the heavy cost of standing up to the
Enforcer.
Since these are natural policy imperatives, we find them quite
generally. It was not enough to slaughter millions of people in
Indochina and destroy three countries; two decades later, its people
must still be ground to dust by economic warfare to teach the proper
lessons, while in our peculiarly American way we whimper piteously
about the tragic fate we have suffered at the hands of our
Vietnamese tormentors, setting "guidelines" that they must
follow for entry into our "civilized world" - and relaxing
our grip only when the business community comes to fear that
substantial profits are being sacrificed.
Or consider Nicaragua, now reduced by US violence and economic
warfare to virtually the level of Haiti, with thousands of children
starving to death on the streets of Managua and far worse conditions
in the countryside. Its people must suffer much more; the United
States is nowhere near satisfied. In October 1993, the US-run
international economic institutions (IMF, World Bank) presented new
demands to the government of Nicaragua. It must reduce its debt to
zero; eliminate credits from the national bank; privatize everything
to ensure that poor people really feel the pain - losing water, for
example, if they cannot pay. Nicaragua must cut public expenditures
by $60 million, virtually eliminating much of what remains of health
and welfare services, while infant mortality rises along with
disease, malnutrition, and starvation, offering new opportunities to
condemn the "economic mismanagement" of the despised
enemy.
The $60 million figure was perhaps selected for its symbolic value.
Last year the already privatized banks shipped $60 million abroad,
following sound economic principles: playing the New York stock
market is a far more efficient use of resources than giving credits
to poor bean farmers. The bean harvest was lost, a catastrophe for
the population, though the sophisticated understand that such
considerations are irrelevant to economic rationality. Nicaragua has
now been ordered to fully privatize banks, to ensure that what
capital there is will be efficiently used, with consequences that
are evident.
On Nicaragua's Atlantic Coast, 100,000 people are now starving to
death, with aid only from Europe and Canada. Most are Miskito
Indians. Nothing was more inspiring than the laments about the
Miskitos after a few dozen were killed and many forcibly moved by
the sandinistas in the course of the US terrorist war, a
"campaign of virtual genocide" (Reagan), the most
"massive" human rights violation in Central America (Jeane
Kirkpatrick), far outweighing the slaughter, torture, and mutilation
of tens of thousands of people by the neo-Nazi gangsters they were
directing and arming, and lauding as stellar democrats, at the very
same time. What has happened to the laments, now that 100,000 are
starving to death? The answer is simplicity itself. Human rights
have purely instrumental value in the political culture; they
provide a useful tool for propaganda, nothing more. Ten years ago
the Miskitos were "worthy victims," their suffering
attributable to official enemies; now they have joined the vast
category of "unworthy victims" whose far worse suffering
can be added to our considerable account. The pattern is remarkably
uniform in time and place, along with the impressive inability to
perceive it.
Not surprisingly, terrorism has the same status. When the State
Department confirmed that its Honduran-based terrorist forces were
authorized to attack agricultural cooperatives, Michael Kinsley,
again at the liberal dovish extreme, cautioned against thoughtless
condemnation of this official policy. Such international terrorist
operations cause "vast civilian suffering," he agreed, but
they may nevertheless be "sensible," even "perfectly
legitimate," if they "undermine morale and confidence in
the government" that Washington seeks to overthrow. Terror is
to be evaluated by "cost-benefit analysis," which we are
authorized to conduct to determine whether "the amount of blood
and misery that will be poured in" yields
"democracy," in the special sense of US political culture.
Our wholesale terrorism need satisfy only the pragmatic criterion;
retail terrorism by others, who lack our innate perfection, is the
"plague of the modern age" to be punished with arbitrary
harshness by the same judge and executioner, amidst a chorus of
praise for his unparalleled virtue.
As in the case of Vietnam and Cuba, so we now stand in judgment over
Nicaragua for its crimes against us. In September, the Senate voted
94p;4 to ban any aid if Nicaragua fails to return or give adequate
compensation (as determined by Washington) for properties of US
citizens seized when Somoza fell - assets of US participants in the
crushing of the beasts of burden by the tyrant who had long been a
US favorite, and whose murderous National Guard was supported by the
Carter Administration right through its massacre of tens of
thousands of people in July 1979 - and beyond. Shortly before, the
Senate had cut off aid until Nicaragua proves that it is not engaged
in international terrorism, the stern judges being those who were
condemned by the World Court for the "unlawful use of
force" against Nicaragua, and ordered to pay compensation,
which would have amounted to billions of dollars; naturally
Washington, with the applause of intellectual opinion, dismissed the
Court with contempt as a "hostile forum" (New York Times).
US threats finally compelled Nicaragua to withdraw the claims for
reparations after a US-Nicaragua agreement "aimed at enhancing
economic, commercial and technical development to the maximum extent
possible," Nicaragua's agent informed the Court. The withdrawal
of just claims having been achieved by force, Washington has now
abrogated the agreement, suspending its trickle of aid with demands
of increasing depravity and gall. The press maintains its familiar
deafening silence.
Torture of Vietnamese, Cubans, Nicaraguans, Iraqi children, and
others, is a policy priority for the reasons already mentioned,
which are understood in the Third World, though excluded from our
well-insulated political culture. The prevailing mood was captured
by a leading Brazilian theologian, Cardinal Paulo Evaristo Arns of São
Paulo: throughout the South "there is hatred and fear: When
will they decide to invade us," and on what pretext?
The Nicaraguan case raises another issue that will not be overlooked
by serious people considering the prospects for "humanitarian
intervention." The leader of such intervention will be a state
that is remarkable not only for its violence, impudence, and moral
cowardice, but also for its lawlessness, not only in recent years.
Washington's dismissal of the World Court decision had its
counterpart when Woodrow Wilson effectively disbanded the Central
American Court of Justice after it had the audacity to uphold Costa
Rican and Salvadoran claims that the United States was violating
their sovereignty by imposing on Nicaragua, safely occupied by
Wilson's troops, a treaty granting the United States perpetual
rights over any canal. The United States has sought to undermine the
UN ever since it fell "out of control" in the 1960s.
Washington is far in the lead in vetoing Security Council
resolutions in these years, followed by Britain, with France a
distant third and the USSR fourth. The record in the General
Assembly is similar on a wide range of issues concerning human
rights, observance of international law, aggression, disarmament,
and so on, though the facts are rarely reported, being useless for
power interests. The United States record at the 1989p;90 Winter
session of the UN, right after the Berlin Wall fell, is particularly
informative in this respect; I have reviewed it elsewhere, and there
is no space to do so here. Such facts, available in abundance, have
yet to disrupt the chorus of self-praise.
The standard rendition of the unreported facts is that "the
Soviet veto and the hostility of many Third World nations made the
United Nations an object of scorn to many American politicians and
citizens," though with these disruptive elements gone and the
UN safely under US rule, "it has proved to be an effective
instrument of world leadership, and, potentially, an agency that can
effect both peace and the rule of law in troubled regions"
(David Broder, Washington Post). The same message has resounded
through the doctrinal system with scarcely a discordant note - yet
another achievement that any dictator would admire.
Nothing changes as we move to the new Administration. Clinton won
great praise for his courage in launching missiles at a defenseless
enemy without loss of American lives (only expendable Iraqi
civilians). In a typical reaction, the Washington Post praised him
for "confronting foreign aggression," relieving the fear
that he might not be willing to resort to violence as freely as his
predecessors; the bombing refuted the dangerous belief that
"American foreign policy in the post-Cold War era was destined
to be forever hogtied by the constraints of multilateralism" -
that is, by international law and the UN charter. At the Security
Council, Clinton's Ambassador defended the resort to force with an
appeal to Article 51 of the UN Charter, which authorizes the use of
force in self-defense against armed attack until the Security
Council takes action, such self-defense being authorized when its
necessity is "instant, overwhelming, and leaving no choice of
means and no moment for deliberation," according to standard
interpretations. To invoke Article 51 in bombing Baghdad two months
after an alleged attempt to assassinate a former president scarcely
rises to the level of absurdity, a matter of little concern to
commentators.
The prospective leader of "humanitarian intervention" is
also notorious for its ability to maintain a self-image of
benevolence whatever it does, a trait that impressed de Tocqueville
150 years ago. Observing one of the great atrocities, he was struck
that Americans could deprive Indians of their rights and exterminate
them "with singular felicity, tranquilly, legally,
philanthropically, without shedding blood, and without violating a
single great principle of morality in the eyes of the world."
It was impossible to destroy people with "more respect for the
laws of humanity," he wrote. So it has always been, to this
day.
Several qualifications must be added. The United States is not
significantly different from others in its history of violence and
lawlessness. Rather, it is more powerful, therefore more dangerous,
a danger magnified by the capacity of the elite culture to deny and
evade the obvious.
A second qualification is that intervention undertaken on the normal
grounds of power interests might, by accident, be helpful to the
targeted population. Such examples exist. The most obvious recent
one is Vietnam's invasion of Cambodia in December 1978 after years
of murderous Khmer Rouge attacks on Vietnamese border areas; under
comparable conditions, the United States would probably have nuked
Phnom Penh. The Vietnamese invasion removed Pol Pot, terminating
major atrocities, though that was not the motivating factor. And we
recall the response in the West to the prime example of
"humanitarian intervention" in recent years. The United
States and its allies at once reconstituted the defeated Khmer Rouge
at the Thai border so that they could resume their depredations.
There was furious denunciation of the "Prussians of Asia"
who had dared to remove Pol Pot (New York Times). The doctrinal
system shifted gears: instead of invoking the issue of MIAs, we
would henceforth punish Vietnam for the crime of ridding Cambodia of
the Khmer Rouge. When it became impossible to deny that Vietnamese
troops had withdrawn, the system shifted smoothly back to the old
pretext - which remains unsullied by any notice of the lack of
interest about MIAs from earlier wars, the atrocious US treatment of
POWs in Vietnam, Korea, and the Pacific War, or the obscenity of the
entire enterprise of holding Vietnamese to account for what they
have done to us.
Furthermore, unlike states, people are moral agents. Occasionally,
the population has compelled the state to undertake humanitarian
efforts. I need not discuss the Somalian intervention, transparently
cynical from its first days. But consider a real example: the
protection zone that the Bush Administration reluctantly extended to
the Kurds in northern Iraq, after tacitly supporting Saddam Hussein
as he crushed the Shiite and Kurdish uprisings. Here public opinion
played a decisive role, overcoming the Administration's commitment
to the rule of a unified Iraq by an "iron fist," whether
wielded by Saddam or some clone, as Washington explained by way of
the Times chief diplomatic correspondent.
The sincerity of the concern for the Kurds is demonstrated by what
happened as public attention waned. They are subject to Iraqi
embargo in addition to the sanctions against Iraq. The West refuses
to provide the piddling sums required to satisfy their basic needs
and keep them from Saddam's hideous embrace. The UN Department of
Humanitarian Affairs prepared a 1/2 billion dollar relief and
rehabilitation program for Kurds, Shiites, and poverty-stricken
Sunnis in central Iraq. The Clinton Administration - "haunted
by the pictures of Kurdish women and children cut down by poison
gas," the President assured the UN - offered $15 million,
"money left over from contributions to a previous UN program in
northern Iraq," the director of Middle East Watch reports.
Finally, the conclusions that a rational observer will draw about
US-led "humanitarian intervention" do not answer the
question whether such intervention should nevertheless be
undertaken. That is a separate matter, to be faced without illusions
about our unique nobility. We can, in short, ask whether the pursuit
of self-interest might happen to benefit others in particular cases,
or whether unremitting public pressure might overcome the demands of
the "principal architects" of policy and the interests
they serve.
There is also a more fundamental question: Can our political and
intellectual culture, our society and institutions, undergo the
radical transformations that would be required for an American
citizen to use such phrases as "American humanitarian
intervention" or "enlargement of the world's free
community of market democracies" without shame? The fate of
much of the world depends on the answer we give to that question.
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